CU Webinar Webinars - Live

Compliance Management System Overview & Best Practices

April 17 | 3:00 pm - 4:30 pm ET
Category:
CU Webinar Webinars - Live
Contact: Lauren Simonds at lsimonds@mainecul.org

Although regulatory agencies stress the importance of having a robust compliance management system (CMS), financial institutions have had a lot of leeway in creating them.

What’s the state of your CMS? Does it follow industry standards? How does it address risk management? Join regulatory compliance counsel Michael Christians for this jam-packed webinar that will provide an overview of, and best practices for, your institution’s CMS.
 
AFTER THIS WEBINAR YOU’LL BE ABLE TO:
  • Understand the appropriate structure for a compliance management system
  • Identify the various types of risk that affect your financial institution
  • Effectively use change management resources
  • Appropriately draft compliance-specific policies
  • Distinguish the critical elements of a consumer complaint response program

For more information, including pricing and registration, click here.