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UID:1889@mainecul.org
DTSTART;TZID=America/New_York:20250417T150000
DTEND;TZID=America/New_York:20250417T163000
DTSTAMP:20250224T182306Z
URL:https://mainecul.org/education-events/education-events-calendar/compli
 ance-management-system-overview-best-practices/
SUMMARY:Compliance Management System Overview & Best Practices
DESCRIPTION:\nAlthough regulatory agencies stress the importance of having 
 a robust compliance management system (CMS)\, financial institutions have 
 had a lot of leeway in creating them.\n\nWhat’s the state of your CMS? D
 oes it follow industry standards? How does it address risk management? Joi
 n regulatory compliance counsel Michael Christians for this jam-packed web
 inar that will provide an overview of\, and best practices for\, your inst
 itution’s CMS.\n \nAFTER THIS WEBINAR YOU’LL BE ABLE TO:\n\n\n 	Under
 stand the appropriate structure for a compliance management system\n 	Iden
 tify the various types of risk that affect your financial institution\n 	E
 ffectively use change management resources\n 	Appropriately draft complian
 ce-specific policies\n 	Distinguish the critical elements of a consumer co
 mplaint response program\n\n\n\n\n\n\nFor more information\, including pri
 cing and registration\, click here.\n\n
CATEGORIES:CU Webinar,Webinars - Live
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