Compliance Conference

Join us at the Harraseeket Inn in Freeport for a two-day Compliance Conference on November 14 and 15.

Fee: $399 per attendee

Agenda

Tuesday, November 14
9:00 am – 4:00 pm:

Financial institutions continue to face increasing headwinds on the regulatory compliance front and every credit union needs to stay on top of emerging compliance risks. We understand every product, service and delivery method we offer is covered by multiple layers of laws, rules and regulations. Unfortunately, “consumer protection attorneys” and over active regulators know the same thing! Join veteran credit union attorney David Reed as he updates the current compliance landscape and leads focused discussion on matters impacting the financial services industry.

Wednesday, November 15
9:00 am – 10:00 am:
Ellen Parent | Compliance and fraud discussion

10:00 am – 12:00 pm:
Gretchen Jones | Member Expulsion requirements for both state and federal CUs; Data Breach notification requirements, including NCUA’s new Guidance; and Elder Financial Exploitation including Trusted Contacts and DHHS investigations.

12:00 pm – 1:00 pm:
Lunch

1:00 pm – 3:00 pm:
Bob Bower | The Law of Leaves.  Also known as “Alphabet Soup”, in this module we will discuss the numerous laws governing an employer’s obligations to its employees to provide a leave of absence, including but not limited to ADA, FMLA, MFMLR, MHRA, EPL, MPFML, etc.  This conversation will review the twin questions of: 1. How long can you keep your job when you are not working? And 2. When do you get paid for not working?