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Whether you are a new compliance officer or a seasoned veteran, everyone is looking for ways to manage increasing compliance responsibilities. Do you need a way to document monitoring activities? Is your exception tracking process efficient? Are you maximizing available electronic resources? Join us on Thursday, February 8, from 3:00 P.M. to 4:30 P.M., to incorporate tools and checklists that will keep the compliance function on track in 2018!
For those participating in this webinar, you can expect to cover:
- Maximizing electronic resources, including using the CFPB’s eRegulations tool
- Monitoring approved policies and annual reporting requirements
- Tips for creating an electronic filing system to eliminate the paper shuffle
- Tracking internal and external exceptions to ensure resolution is obtained
- Creating an efficient and thorough compliance report for management
After participating in this webinar, attendees will receive: A quick and easy form to document monitoring activities; compliance website links; sample daily, weekly, monthly, quarterly, and yearly compliance checklists; compliance officer report template; sample compliance review schedule and policy review checklist; form to document training and a checklist to ensure annual training requirements are satisfied; exception tracking log that is sortable by regulation or area of responsibility; employee training log; and a quiz you can administer to measure staff learning and a separate answer key.
This webinar is offered through the League's partnership with the CU Webinar Network. For more information or to register, please click here.