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Do you understand the scope and procedures necessary to ensure a comprehensive, risk-based audit program? Register today for the webinar Audit Compliance Series: Auditing for BSA Compliance on Wednesday, August 24, from 3:00 p.m. to 4:30 p.m., to ensure your BSA audit is comprehensive and meets regulatory guidelines (whether you are conducting the audit or are the BSA officer monitoring whether a strong audit is performed).
This webinar will include resources to effectively test the adequacy of your BSA program. It will include a review of your BSA risk assessment and risk profile, the adequacy of the identification of higher-risk accountholders and transactions, and transaction testing of monitoring systems.
For those participating in this webinar, you can expect to learn about:
- How to get started with an audit game plan – from the examiners' viewpoint
- Making the audit risk-based
- How to test down to the transaction level – including different transactional testing checklists
- Determining whether your anti-money laundering program is adequate
- What and how to report to the board
- Handling third-party BSA audits
After participating in this webinar, attendees will receive: A BSA policy checklist; sample BSA request memo; transactional testing checklists for CIP, CTRs, cash aggregation, higher-risk accountholders, information sharing 314(a) & 314(b), funds transfers, SARs, privately-owned ATMs; employee training log; and a quiz you can administer to measure staff learning and a separate answer key.
This webinar is offered through the League's partnership with the CU Webinar Network.
For more information, or to register for the August 24 webinar, please click here.