Determining When to File a SAR

Using decades of experience and real-world scenarios, David Reed will illustrate effective methods to accurately sort out when to file a SAR – even with those close calls. Join this high-energy program to ensure you are fully compliant with the growing BSA/AML/CFT responsibilities.

• Explain the underlying logic of the BSA/AML/CFT requirements
• Identify enumerated SAR triggers
• Fine tune your technique to handle borderline cases
• Create an effective internal escalation process
• Train staff on their roles in the AML/CFT process
• Use detailed regulatory guidance
• Appreciate SAR confidentiality and associated risks
• Understand current regulatory expectations and enforcement trends